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Personal Account Application
Day Trader Change of Strategy Form
If you would no longer like to be coded as a pattern
day trader, but still want to conduct occasional
day trades, please fill out this form
To qualify for trading options, you must first read,
complete, sign and return the Option Agreement.
Options involve specific risks and complexities,
and are not suitable for all investors. Prior to
buying or selling an option, a person must receive
a copy of
Characteristics and Risks of Standardized Options.
Uncovered options carry special risks and uncovered
option writers must also read the
Statement for Uncovered Option
Writers. Copies of
this document are available by calling your broker.
You may also request a copy of the printed booklet
delivered by U.S. postal mail.
To authorize agents to place trades only for you,
you need to fill out this form. Please be aware
that this form authorizes the agent to effect buy/sell
To authorize agents to place trades and request
funds for you, you need to fill out this form. Please
be aware that this form authorizes the agent to
effect buy/sell transactions and also request funds
from the account.
Account Agreement - Tenants In Common
If you would like to open the Joint Tenants in Common
Account, you need to fill out, sign and return
the Joint Account Agreement.
Professional Account Application
To deposit any shares of stocks, bonds, debentures
and other securities registered in the name of the
company or held or owned by the corporate.
Liability Company Authorization
If you would like to open the LLC (Limited Liability
Company) Account, you need to complete the LLC Resolution.
If you would like to open a Investment Club Account,
you need to fill out, sign and return the Investment
If you would like to open a Partnership Account,
you need to fill out, sign and return the Partnership
If you would like to open the Sole Ownership Account,
you need to fill out, sign and return the Sole Ownership
Regarding Foreign Banks
If you would like to open an account for a foreign
bank, you need this form.
Required for foreign corporate accounts.
Know Your Client Questionnaire
Required for all officers, owners, or other
individuals associated with a foreign corporate account.
- Money Market
If you would like to open Money Market Fund account
for the check writing or debit card privileges, you
need to submit this form to complete your application
Futures Account Application
If you would like to open a futures trading account
you need to submit this form to complete your application
Forex Account Application
If you need to transfer securities and/or funds
from another institution, you need to submit this
form to complete your application process. Please
include a separate transfer form for each account
you're transferring along with a copy of the most
recent statements for each account.
Request - LOA
Transfer between two accounts held at the same clearing
Automatic electronic transfer to and from client
Portfolio Margin Accounts
Auto Trading Service
Foreign Account holders must complete and sign a
W-8 form to be exempt from U.S. taxes. *Also you
must send a copy of your passport.
(You must mail in
original signed W8-BEN within 30 days of opening